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BackgroundJikes RVMAIX Hardware Performance Monitors

AIX Hardware Performance Monitors

Most implementations of modern architectures (e.g. PowerPC POWER4, IA-64 Itanium) provide facilities to count hardware events. Examples of typical events that may be counted include processor cycles, instructions completed, and L1 cache misses. An architecture's implementation exposes a software interface to the event counters through a set of special purpose hardware registers. The software interface enables a programmer to monitor the performance of an application at the architectural level.

The AIX 5.1 operating system provides a library with an application programming interface to the hardware counters as an operating system kernel extension (pmapi).2 The API, shown as part of the operating system layer in Figure *, provides a set of system calls to initialize, start, stop, and read the hardware counters. The initialization function enables the programmer to specify a list of predefined events to count. The number and list of events depends on the architecture's implementation, and vary substantially between different PowerPC implementations (e.g. PowerPC 604e, POWER3, and POWER4). The API provides an interface to count the events for a single kernel thread or for a group of threads. The library automatically handles hardware counter overflows and kernel thread context switches.

A programmer can count the number of times a hardware event occurs in a code segment by manually instrumenting a program with the appropriate API calls. Prior to the code segment, the instrumentation calls the API routines to initialize the library to count certain events and to commence counting. After the code segment, the instrumentation calls the API routines to stop counting, read the hardware counter events, and optionally print the values. The HPM toolkit provides a command line facility to measure the complete execution of an application [15].

Some processors provide more sophisticated facilities to access HPM data. These facilities include thresholding and sampling mechanisms. The thresholding mechanism allows the programmer to specify a threshold value and an event. Only if the event exceeds the threshold value is the hardware counter incremented. The sampling mechanism allows the programmer to specify a value, n, and an event. When the event occurs for the nth time, the hardware exposes the executing instruction and operand address to the software. The POWER4 architecture provides thresholding and sampling capabilities, but the AIX 5.1 kernel extension library (pmapi) does not support them.


BackgroundJikes RVMAIX Hardware Performance Monitors